Code of ethics
Members of Finsia should uphold the commitment to raising standards in the financial services industry by observing the highest levels of professional conduct in undertaking their business activities, in light of the core values of:
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Trust
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Integrity
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Honesty
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Respect.
Accordingly, members should conduct their business affairs in accordance with this Code of Ethics by observing the following principles:
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Acting in the best interests of their clients and not allowing their own interests or those of their employer to override the interests of their clients
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Acting with due skill, care and diligence in conducting their business
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Preserving client confidentiality at all times
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Respecting the intellectual property rights of others
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Protecting and promoting the integrity of the financial services market
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Avoiding and/or disclosing any real or perceived conflicts of interest
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Being true to their word
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Respecting the dignity of others
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Never knowingly misleading or deceiving others
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Developing and maintaining an understanding of the ethical issues in their professional roles.
Ethics advisory service
This is a free and confidential counselling service, provided in consultation with the St James Ethics Centre. Members are encouraged to contact the Ethics Advisory Service by calling 1800 672 303 or counselling@ethics.org.au if they require assistance.
Page last updated: Friday, 9 May 2008
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