Understand the techniques to implement a successful compliance function in company and provides a comprehensive introduction to all the issues a global Compliance Officer may encounter.
This course has been designed by the leading professional body for securities the CISI (The Chartered Institute for Securities & Investment base in the UK) and tailored to the Australian market by FINSIA.
Contribute to your company's compliance function by being able to explain the regulatory environment and the importance of acting with ethics, integrity and fairness.
Learn about models of regulation, how to manage regulatory relationships, policies, procedures and be able to contribute to your organisation’s compliance strategy.
Develop your understanding of the roles of both local and international regulators, global issues and the needs of a worldwide market.
By the end of this course, you should be able to:
To further expand your knowledge upon completion of this course, you are eligible to take professional qualifications such as: