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Get the opportunity to study flexibly and choose modules to suit your own development needs.

The Risk & Compliance modules will provide you with an overview of the financial services profession and its regulation, whilst also covering technical units relevant to the area in which you work. It offers flexibility, as you can choose from a wide selection of modules and study at a time and pace convenient to you. 


Delivered Online

All our modules are delivered online which means you can complete it at your own pace in your own time.


Industry Led

Developed in close consultation with senior industry practitioners. 

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Internationally recognised

All our modules are internationally recognised and used by many financial institutions worldwide to benchmark staff’s knowledge.


No educational or experience requirements

There are no entry requirements for the modules. 



Provides you with practical learning and relevant finance skills that you can immediately apply in your workplace.

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Professional Recognition

Completing the Investment Operations Modules demonstrates professionalism and commitment to high standards and offers access to career progression.


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Risk & Compliance

Risk in Financial Services

Understand risk and risk management in financial services on this comprehensive introduction to the subject which has been devised with input from industry experts.
Duration 4 Months
Price $555.00
Risk & Compliance

Managing Cyber Security

Get the skills needed to tackle the growing threat of cyber crime with an understanding of the frameworks needed to prevent them as well as knowledge of relevant laws, regulations and best practice.
Duration 4 Months
Price $375.00
Risk & Compliance

Global Financial Compliance

Contribute to your company's compliance function by being able to explain the regulatory environment and the importance of acting with ethics, integrity and fairness.
Duration 4 Months
Price $555.00
Risk & Compliance

Combating Financial Crime

Get a global view of transnational crime, illustrated practical defences and a focus on how laws, regulations and best practice continue to evolve across the entire spectrum of associated activities.
Duration 4 Months
Price $375.00

Who is this for

The Risk & Compliance modules are suitable for all staff working in, or aspiring to work in, the administration and operations areas of financial services. There are no entry requirements and the exam is open to all levels.

The modules are increasingly used as a benchmarking tool by major banks and investment firms to ensure that staff possess practical knowledge which can be immediately applied to business activities.

Kate McCallum F Fin

Kate McCallum F Fin

Director and Advisor, Multiforte Financial Services

It’s exciting to work with the team at FINSIA that has a real focus on developing new ways of building capability and professionalism within the banking sector. Having a passion to think differently and to focus on what developing people will mean in terms of better customer experience will help restore trust and pride in the sector. That’s why I see such value in the collaboration between FINSIA and the Chartered Banker Institute to develop a suite of qualifications that fit the aspirations of people strategies and also work to build up credits towards Chartered Banker status.

Grant Cairns

Grant Cairns

CBA Executive General Manager Regional and Agri Business

In terms of mindset, I think the Chartered Banker is excellent in that it hones your focus on your accountabilities as a banker particularly with respect to customer outcomes, understanding your compliance and regulatory obligations and having ethical frameworks to apply sound judgement.

As Chartered Bankers, I think we are well placed to role model professional standards in the industry amongst those we lead and work with.

Victoria Weekes

Victoria Weekes

Independent Chair of OnePath Custodians

FINSIA, its members and staff, have a fabulous history of being leading advocates, thought leaders and drivers of professional standards.

At a time when the financial services industry is facing unprecedented change, with heightened community expectations, a challenging competitive environment and regulatory landscape, building professionalism across our industry and supporting our members to be the best they can is critical.

Sign up for one of the Risk & Compliance modules today. For further information please contact us.

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